Oppenheimer Auction Rate Securities
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- Oppenheimer Auction Rate Securities Under Investigation
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- Auction Rate Securities
Overview
Massachusetts' William Galvin Charges Oppenheimer & Co. Over Auction Rate Securities Sales
Another financial firm is on the hook and facing charges for violating securities laws in the sale of auction rate securities. This time it's Oppenheimer & Co. The complaint against the investment bank marks the first time a securities regulator has charged a so-called “downstream broker” for its role in selling the auction rate securities to customers.
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